Life sciences growth · Video
When a Release Becomes a Form 8-K Exhibit
VayoMed Team ·
About this video
Episode 15 compares the roles of announcement documents in selected life sciences filings. It organizes review around the event, the applicable item, the exhibit and the relevant filing clock.
Full transcript
When does your press release become a Form 8-K exhibit? It depends on the event, not the label.
In four life-sciences filings this summer, Exhibit 99.1 was an earnings release, an investor deck, a PMA-supplement notice and a Phase 3 topline. Same exhibit number, three different 8-K items.
The clocks differ too. Most 8-K events have four business days. The 48-hour window for an earnings call is a condition, not an extension.
So route every announcement by event, item, document and clock, and have counsel check it before it goes to EDGAR.
Three steps. One: keep an event record for each release. Two: list each exhibit and its job. Three: check four surfaces before you submit.
Get the item right before the headline goes out.